Compliance Analyst

Job Summary

  • Location:

    Chicago, IL

  • Type:

    Full-time

  • Categories:

    AnalystRecruiterComplianceData Analyst

  • Company:

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  • Summary:

    Draft and update compliance policies, manage surveillance processes, administer daily FINRA CAT reporting, and interface with regulators to ensure timely and comprehensive responses to inquiries and exam requests.

  • Job Description

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