Compliance

Support compliance programs by advising on risks, executing assessments, and monitoring regulatory changes. Collaborate with business partners to ensure adherence to laws and internal policies while addressing compliance issues effectively.

Support the development of a compliance program by reviewing marketing materials, ensuring regulatory adherence, and collaborating with business teams to provide guidance on best practices and compliance initiatives.

Lead analytical compliance activities by authoring and reviewing technical documents, maintaining sophisticated instrumentation, and onboarding laboratory systems while ensuring adherence to regulatory standards and improving operational workflows.

Oversee pre-trade compliance monitoring, ensure accuracy in contract interpretation, and collaborate with various teams to implement compliance controls, while mentoring junior officers and leading improvement initiatives to enhance compliance...

Support compliance efforts by reviewing marketing materials to ensure regulatory adherence, collaborating with business partners to provide guidance, and maintaining up-to-date knowledge of relevant regulations to enhance compliance programs and...

Oversee supply chain SOX controls, collaborate with finance and audit teams to ensure compliance, and develop policies for key processes while monitoring control metrics to drive continuous improvement and training initiatives.

Own and execute the SOX compliance program for technology and products, identify risks, collaborate with cross-functional teams, and oversee control design and testing to ensure compliance with regulatory standards.

Lead independent testing and oversight functions, develop risk-based testing plans, and provide governance oversight on compliance frameworks while managing issue identification and supporting regulatory examinations.

Lead the implementation of compliance initiatives, coordinate cross-functional training, manage compliance timelines, and oversee risk management activities to ensure effective compliance across commercial operations.

Support compliance oversight by conducting data use reviews, executing risk assessments, and collaborating with stakeholders to ensure adherence to laws and internal policies while documenting findings and tracking remediation efforts.

Lead the delivery of managed security compliance services, oversee compliance assessments across various frameworks, and mentor a team of compliance consultants while managing client relationships and ensuring high-quality service delivery.

Lead the design and enhancement of the Compliance Risk Assessment framework, execute risk assessments across business units, and deliver executive-level insights to support strategic decision-making and regulatory alignment.

Support client engagements by coordinating interactions, reviewing work products, and managing service delivery. Develop team members while identifying tax technical issues and leveraging opportunities across multiple service lines for clients.

Develop and implement a comprehensive risk and compliance management strategy while collaborating with stakeholders to identify and mitigate risks, and manage compliance frameworks to ensure adherence to regulatory standards.

Lead the implementation of compliance initiatives, coordinate training programs, manage compliance timelines and deliverables, and oversee risk management activities to ensure effective compliance within the organization.

Lead the Employee Compliance Program across the Americas Division, managing a team, setting strategic priorities, enhancing control frameworks, and driving process improvements to meet regulatory expectations and improve employee experiences.

Manage regulatory reporting and complaints, coordinate audit remediation projects, and support compliance initiatives while ensuring timely updates of policies and procedures to maintain adherence to regulations and enhance operational integrity.

Oversee daily AML and OFAC operations, manage a distributed team, monitor performance metrics, and enhance compliance policies to ensure adherence to regulatory standards while driving operational efficiency and scalability in compliance programs.

Oversee compliance for vulnerability management, manage privacy adherence to regulations, coordinate disaster recovery exercises, and serve as the primary contact for external audits, ensuring robust governance and risk management practices.

Translate financial crime oversight requirements into technical specifications, own dashboards and metrics, support rule tuning and AI-enabled control changes, and lead the implementation of oversight tooling and integrations for compliance.

Advise on U.S. privacy laws and regulatory obligations, lead compliance efforts for marketing solutions, assess regulatory changes, and support issue management to ensure compliance excellence within the organization.

Provide regulatory support for the Institutional Biosafety Committee, coordinate meeting logistics, and train users on the electronic submission system while ensuring compliance with biosafety regulations and timely protocol reviews.

Lead the implementation and assessment of a global compliance framework, ensuring adherence to policies and risk standards while driving continuous improvement through training, analytics, and stakeholder engagement across the Americas.

Define and lead the automation strategy for compliance processes, recruit and manage a specialized engineering team, and design automated workflows to enhance visibility into control health and streamline compliance management.

Lead and grow a consulting practice focused on risk and compliance, oversee complex client engagements, and collaborate with executive leadership to drive strategic objectives and deliver innovative consulting solutions.

Oversee compliance for LIHTC properties, ensure accurate tenant documentation, prepare compliance reports, and develop policies while collaborating with property teams to maintain regulatory standards and resolve issues proactively.

Advise internal clients on compliance with U.S. regulatory obligations, support risk mitigation strategies, and drive continuous improvement across compliance operations while mentoring junior team members and collaborating with cross-functional teams.

Provide compliance advisory oversight for lending products, assess regulatory risks, develop policies and training, and collaborate with business leaders to ensure adherence to compliance requirements and effective risk management strategies.

Oversee the privacy program, ensuring compliance with federal and state laws, while managing privacy risk across products and operations. Develop policies, conduct risk assessments, and provide training to enhance organizational awareness and...

Develop and maintain high-throughput systems for real-time monitoring and compliance, automate regulatory reporting, resolve production issues promptly, and document processes to support audits and regulatory reviews.

Develop and maintain high-throughput systems for real-time monitoring of trading activities, automate compliance processes, troubleshoot production issues, and document changes for regulatory audits in a fast-paced environment.

Provide regulatory support and insights to the Financial Markets business, communicate compliance requirements effectively, and evaluate new products to ensure adherence to regulations while driving implementation of control and conduct requirements.

Oversee the U.S. Compliance Program, manage relationships with regulators and partners, develop compliance policies, and ensure adherence to anti-money laundering regulations while supporting strategic expansion initiatives.

Support risk management processes by conducting assessments, developing compliance policies, and implementing monitoring systems. Collaborate with stakeholders to enhance frameworks and ensure adherence to regulatory requirements while fostering a...

Monitor project risks, provide guidance to delivery teams, design operational policies, and deliver training to ensure compliance and enhance client protection within a fast-paced, cross-functional environment.

Design and execute risk-based compliance reviews, assess control effectiveness, and document findings. Collaborate with teams to develop remediation plans and conduct market abuse surveillance to enhance compliance monitoring and risk management...

Lead and manage complex regulatory compliance engagements, serve as a trusted advisor to clients, ensure high-quality deliverables, and drive new business opportunities through relationship development and industry participation.

Manage fuel systems to ensure operational readiness, provide technical support, oversee compliance programs, and coordinate with contractors to maintain high standards in service delivery and customer engagement.

Provide strategic legal advice on U.S. and international trade compliance, support the development of compliance programs, and collaborate with cross-functional teams to implement scalable trade compliance solutions as the organization grows.

Oversee and audit Customs brokers, conduct import data audits, assign Harmonized Tariff Schedule classifications, and assist in trade compliance program improvements while collaborating cross-functionally with various stakeholders.

Lead the strategic direction of the Program Compliance department, optimize team structures and technology solutions, and collaborate across functions to ensure compliance integrity and drive business-critical outcomes for client relationships.

Support legal obligations by managing contracts and compliance monitoring, assist with regulatory filings, and aid in policy creation and implementation to mitigate legal risks and ensure adherence to regulatory requirements.

Execute fraud risk management strategies, assist in responding to escalations, coordinate investigations with stakeholders, and develop control enhancements to ensure compliance with anti-bribery and corruption regulations.

Lead compliance governance structures and enhance the Compliance Management System while overseeing regulatory examinations and audits. Provide compliance leadership for new initiatives, ensuring risks are identified and mitigated effectively.

Lead the strategic direction of the Program Compliance department, ensuring alignment with business objectives, optimizing team performance, and serving as a trusted expert across the organization to enhance compliance integrity and client...

Lead the development of compliance software for federal contractors, manage FedRAMP assessments, and collaborate with engineering teams to enhance product support for federal security and compliance requirements.

Advise internal clients on U.S. regulatory obligations and risk mitigation strategies, support compliance programs, and lead initiatives to enhance compliance operations while mentoring junior team members and collaborating with cross-functional teams.

Provide compliance advisory oversight for Personal Lending Products, assess regulatory risks, develop policies and training, and collaborate with leadership to ensure effective compliance risk management throughout the product lifecycle.

Oversee and implement AML/CTF compliance programs, conduct risk assessments, manage transaction monitoring and KYC processes, and serve as the primary contact for regulatory inquiries and audits while promoting a culture of compliance.

Review and advise on marketing materials to ensure compliance with laws, execute marketing compliance reviews, and provide guidance on regulatory risks while collaborating with cross-functional teams to operationalize compliance expectations.