Director Supervision - Broker Dealer

Job Summary

  • Salary:

    $105,200 - $147,950 USD Annually

  • Location:

    Work from Anywhere in US

  • Type:

    Full-time

  • Company:

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  • Summary:

    Lead broker-dealer supervisory program, ensure compliance with regulations, supervise regional principals, establish strategic supervision objectives, and oversee supervisory activities including trade reviews and regulatory examination preparation.

  • Job Description

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